Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Mindemann is a financial advisor registered with Schwab Wealth Advisory, Inc.. Alex has been in the financial industry since March 31, 2017, and has experience in various areas of the financial services industry. Alex has a Series 6, 7, 10 and 66 license and is also a Certified Financial Planner. Alex is currently registered in Colorado and Texas. Alex's prior experience includes working at Charles Schwab & Co., Inc. and OppenheimerFunds Distributor, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
CO
08/23/2017 - 05/22/2019
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
08/17/2016 - 07/05/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BOTH
Issued 11/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/17/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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