Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Michael Mautone is a financial professional registered with FINRA and licensed in 51 states. Alex is currently affiliated with MUFG Securities Americas Inc., and has been in the industry since June 12, 2012. Alex holds the Series 7, Series 79 and Series 63 licenses, in addition to the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2012 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 03/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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