Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Michael Kennedy is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Alex has been in the industry since 2017 and holds multiple licenses, including Series 7, Series 66 and SIE. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Alex worked for EdPlus at Arizona State University, a Four Peaks Brewing Company, and was unemployed for a period. Alex is currently located in San Francisco and specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/23/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
05/11/2017 - 09/05/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
BOTH
Issued 8/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/3/2024
Series 7TO - General Securities Representative Examination
BC
Issued 2/9/2024
SIE - Securities Industry Essentials Examination
BC
Issued 5/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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