Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Garcia is a financial advisor registered with Cetera Investment Advisers LLC. Alex has been in the financial industry since 2014. Alex is also a registered Investment Advisor in the state of Texas. Previously, Alex was registered with SWBC Investment Services, LLC, J.P. Morgan Securities LLC, and Wells Fargo Clearing Services, LLC. Alex has Series 6, 7, 63 and 65 licenses. Alex provides investment advice for individuals, businesses, trusts, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/31/2023 - Present
Cetera Investment Advisers LLC (AUSTIN TX)
TX
04/23/2019 - 08/01/2023
SWBC INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
04/18/2018 - 04/23/2019
J.P. MORGAN SECURITIES LLC (COPPELL TX)
FL
06/28/2013 - 10/04/2017
WELLS FARGO CLEARING SERVICES, LLC (PUNTA GORDA FL)
IA
Issued 8/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/2015
Series 7 - General Securities Representative Examination
BC
Issued 6/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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