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Alex Matthew Flaugher

Charles Schwab & CO., Inc.

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About Alex Matthew Flaugher

Alex Flaugher is a financial professional with over 8 years of experience in the industry. Currently, Alex is a Registered Representative at Charles Schwab & Co., Inc. in St. Louis, Missouri. Prior to joining Charles Schwab & Co., Inc., Alex worked at TD Ameritrade, Inc. and Scottrade, Inc. Alex has a diverse background in the financial services industry, including experience in investment advisory services, financial planning, and rental property management. Alex is registered in 51 states and holds several professional licenses, including Series 4, Series 7, Series 24, and Series 63.

Firm Information

Alex Flaugher is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Alex Flaugher’s Registration & Firm History

MO

10/21/2024 - Present

Charles Schwab & CO., Inc. (St. Louis MO)

MO

09/04/2023 - 05/19/2024

TD AMERITRADE, INC. (St. Louis MO)

MO

11/06/2017 - 09/02/2023

TD AMERITRADE, INC. (ST. LOUIS MO)

NE

02/01/2021 - 12/31/2021

TD AMERITRADE CLEARING, INC. (OMAHA NE)

MO

01/20/2016 - 04/13/2018

SCOTTRADE, INC. (ST LOUIS MO)

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Licenses & Designations

BC

Issued 01/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2020

Series 4 - Registered Options Principal Examination

BC

Issued 06/05/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alex Matthew Flaugher.
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