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Alex Martin Lospinoso

Pruco Securities, LLC

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About Alex Martin Lospinoso

Alex Lospinoso is a financial advisor with Pruco Securities, LLC. Alex is registered with the state of New Jersey and has been working in the financial services industry since December 2011. Alex holds the Series 6, Series 65 and SIE licenses and has experience providing financial planning services to a wide range of clients, including individuals, high-net-worth individuals, trusts and estates, corporations, and businesses. Alex has a particular focus on assisting clients with their investment needs and ensuring their financial goals are met.

Firm Information

Alex Lospinoso is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Alex Lospinoso’s Registration & Firm History

NJ

09/27/2016 - Present

Pruco Securities, LLC (Cranford NJ)

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Licenses & Designations

IA

Issued 09/12/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alex Martin Lospinoso. Review regulatory record here.
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