Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Maierhoffer is a financial advisor affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Saint Peters, Missouri. Alex has over 6 years of experience in the financial services industry. Alex is licensed to provide securities advice and investment advisory services in Arkansas, Florida, Illinois, Iowa, Kansas, Kentucky, Missouri, Nebraska, Nevada, Oklahoma, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/31/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT PETERS MO)
MO
01/28/2020 - 10/04/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
08/05/2019 - 09/27/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
02/26/2018 - 07/26/2019
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
06/21/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 08/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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