Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex M. Sandhaus is a financial professional with over 20 years of experience in the financial services industry. Alex is currently registered with Quasar Distributors, LLC, a firm located in Milwaukee, WI. Previously, Alex worked at Optima Securities LLC in New York, NY, Deutsche Bank Securities Inc. in New York, NY, Lehman Brothers Inc. in New York, NY and Salomon Smith Barney Inc. in New York, NY. Alex holds a Series 65, Series 63, Series 3, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
04/03/2024 - Present
Quasar Distributors, LLC (Milwaukee WI)
NY
06/04/2014 - 01/22/2019
OPTIMA SECURITIES LLC (NEW YORK NY)
NY
10/29/2004 - 09/27/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/21/2000 - 10/19/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/29/1994 - 06/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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