Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex M. Catarroja is a financial advisor who has been in the industry since 2005. Alex is currently registered with Moomoo Financial Inc. and is a principal in the firm. Alex holds a Series 7, Series 66, Series 4, Series 24, Series 23, Series 9, Series 10, and SIE licenses. Alex was previously employed with CHARLES SCHWAB & CO., INC. and is currently licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/10/2023 - Present
Moomoo Financial Inc. (JERSEY CITY NJ)
CA
01/01/2006 - 01/18/2023
CHARLES SCHWAB & CO., INC. (San Francisco CA)
BOTH
Issued 06/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2006
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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