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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Lorin Gelb is a financial advisor with Fidelity Personal And Workplace Advisors, specializing in providing financial planning, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Alex has over 20 years of experience in the financial services industry. Alex has been registered with Fidelity Personal And Workplace Advisors since July 2018 and has been registered with the Securities and Exchange Commission (SEC) since 2002. Prior to joining Fidelity, Alex worked as a financial advisor for Northwestern Mutual Investment Services, LLC, 1ST GLOBAL CAPITAL CORP., UBS Financial Services Inc., Compass Brokerage, Inc., and Legg Mason Wood Walker, Incorporated. Alex is licensed to sell securities in all 50 states and the District of Columbia, and is also registered as an investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
01/18/2012 - 01/26/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
03/29/2005 - 12/09/2011
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
NJ
08/05/2002 - 10/29/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
AL
09/04/1996 - 05/21/1998
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
MD
05/24/1995 - 08/13/1996
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
MD
09/08/1993 - 05/02/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 08/22/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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