Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Dapron is a registered investment advisor representative with Capital Client Group, Inc. Alex has been in the financial industry since 2011. Alex is also a registered representative with the firm. Alex holds the Series 66 and Series 7 licenses and is registered in California, Nevada, and Texas. Alex has previously been employed with J.P. Morgan Securities LLC and New England Securities. Alex is also associated with Byu Management Society and American Funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
01/30/2014 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
03/04/2013 - 01/03/2014
J.P. MORGAN SECURITIES LLC (STUDIO CITY CA)
CA
09/06/2011 - 02/21/2013
NEW ENGLAND SECURITIES (WOODLAND HILLS CA)
BOTH
Issued 10/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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