Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Cary is an active investment advisor representative with Brokers International Financial Services, LLC, located in Urbandale, Iowa. Alex has been in the industry since March 3, 2018. Alex's previous experience includes working with Cetera Advisor Networks LLC and Voya Financial Advisors, Inc., both also located in Iowa. Alex currently holds a Series 66 license and has also passed the Series 7, Series 24 and SIE exams. Alex has a strong background in the financial industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
03/09/2022 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
IA
06/10/2021 - 03/23/2022
CETERA ADVISORS LLC (W DES MOINES IA)
IA
06/10/2021 - 03/23/2022
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
06/10/2021 - 03/23/2022
CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)
IA
06/10/2021 - 03/23/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
06/09/2021 - 03/23/2022
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
01/02/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
02/26/2018 - 12/26/2018
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
02/26/2018 - 12/26/2018
CETERA ADVISORS LLC (W DES MOINES IA)
IA
02/26/2018 - 12/26/2018
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
02/26/2018 - 12/26/2018
CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)
IA
02/26/2018 - 12/26/2018
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
BOTH
Issued 05/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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