Invested Better
Unclaimed

Unclaimed

Unclaimed

Alex Lee Caruso

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Alex? Claim Your Profile

About Alex Lee Caruso

Alex Caruso is a financial professional with Nylife Securities LLC, a registered broker-dealer. Alex has been in the financial industry since February 2020. Alex is licensed to sell investment company products/variable contracts. Alex has passed the Securities Industry Essentials Examination (SIE) and Investment Company Products/Variable Contracts Representative Examination (Series 6TO).

Firm Information

Alex Caruso is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Alex Caruso’s Registration & Firm History

NY

02/27/2020 - Present

Nylife Securities LLC (MELVILLE NY)

Not sure if Alex Lee Caruso is right for you?

Licenses & Designations

BC

Issued 02/27/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Lee Caruso.
Not sure if Alex Lee Caruso is right for you?