Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Kongkraphun is a financial advisor with over 20 years of experience in the industry. Alex is currently registered with Raymond James & Associates, Inc. and has been registered with them since September 6, 2016. Previously, Alex was registered with Deutsche Bank Securities Inc. from October 23, 2003 to September 6, 2016. Alex has a wide range of experience in providing investment advice, financial planning, and portfolio management services. Alex holds the Series 7, Series 31, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/06/2016 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MD
10/23/2003 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
NY
02/09/2001 - 12/13/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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