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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Sheppard is a financial advisor with Cambridge Investment Research Advisors, Inc. Alex is a CERTIFIED FINANCIAL PLANNER™ professional, and is registered to provide investment advice in Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Nevada, New Jersey, Ohio, Oregon, Texas, Utah, and Washington. Alex has over 20 years of experience in the financial services industry. Alex holds the Series 6, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OR
11/08/2023 - Present
Cambridge Investment Research Advisors, Inc. (PORTLAND OR)
OR
03/08/2005 - 07/28/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (SALEM OR)
TX
06/25/2004 - 03/02/2005
CHOICE INVESTMENTS, INC. (AUSTIN TX)
CA
11/10/1998 - 06/18/2002
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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