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Alex James MacApagal

Empower Advisory Group, LLC

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About Alex James MacApagal

Alex MacApagal is a financial advisor registered with Empower Advisory Group, LLC. Alex has been in the financial services industry since 2019. Alex holds Series 63, Series 66, and Series 7 licenses. Alex also holds the SIE exam designation. Alex is registered to provide advisory services in 52 states and 4 jurisdictions.

Firm Information

Alex MacApagal is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alex MacApagal’s Registration & Firm History

MN

12/15/2023 - Present

Empower Advisory Group, LLC (Rochester MN)

FL

07/15/2021 - 01/03/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKELAND FL)

FL

06/27/2019 - 06/14/2021

WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)

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Licenses & Designations

BOTH

Issued 12/08/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/10/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/27/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex James MacApagal.
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