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Alex James Lakatos

First Trust Advisors LP

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About Alex James Lakatos

Alex James Lakatos is a financial advisor at First Trust Advisors LP. Alex specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, and Selection of Other Advisers. Alex has been in the financial services industry since 2015. Alex is registered with FINRA as a Registered Representative, and is also registered with the state of Illinois as an Investment Adviser Representative. Alex has passed the Series 7, Series 63, Series 65, and SIE exams. Before joining First Trust Advisors LP, Alex worked at Invesco Distributors, Inc. and Raymond James & Associates, Inc.

Firm Information

Alex Lakatos is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Alex Lakatos’s Registration & Firm History

IL

05/10/2019 - Present

First Trust Advisors LP (WHEATON IL)

IL

05/12/2016 - 05/07/2019

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

MI

09/17/2015 - 04/29/2016

RAYMOND JAMES & ASSOCIATES, INC. (BIRMINGHAM MI)

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Licenses & Designations

IA

Issued 01/29/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/11/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex James Lakatos.
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