Unclaimed
Alex Grammatic is a financial professional with over ten years of experience in the industry. Alex is registered with The Leaders Group, Inc. in Colorado. Alex has passed the Series 7, Series 6, and Series 63 exams. Previously, Alex was registered with ProEquities, Inc., Park Avenue Securities LLC, MML Investors Services, LLC and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/18/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NH
04/02/2019 - 12/31/2020
PROEQUITIES, INC. (DOVER NH)
NH
04/06/2017 - 04/11/2019
PARK AVENUE SECURITIES LLC (PORTSMOUTH NH)
NH
08/20/2015 - 03/10/2017
MML INVESTORS SERVICES, LLC (Rochester NH)
NH
10/19/2010 - 07/10/2015
PRUCO SECURITIES, LLC. (PORTSMOUTH NH)
BC
Issued 03/06/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Alex Grammatic is the right advisor for you? Invested Better is here to help.