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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Imer Lopez is an investment advisor representative at U.S. Bancorp Investments, Inc. Alex has 12 years of experience in the financial services industry. Alex has passed Series 7TO, Series 66, and SIE exams and is registered with FINRA, and the state of Arizona. Alex is also a registered investment advisor. Alex's previous experience includes working at other financial institutions such as Vanguard Marketing Corporation, Walton Re Securities, LLC, and U.S. Bancorp Advisors, LLC. Alex's firm, U.S. Bancorp Investments, Inc., specializes in providing financial planning, portfolio management for individuals and businesses, and the selection of other advisors. Alex specializes in various areas including retirement planning, insurance, estate planning, college savings, and mutual funds. Alex is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
AZ
07/18/2024 - Present
U.s. Bancorp Investments, Inc. (Tempe AZ)
AZ
11/14/2023 - 07/03/2024
U.S. BANCORP ADVISORS, LLC (TEMPE AZ)
AZ
08/16/2023 - 10/02/2023
WALTON RE SECURITIES, LLC (SCOTTSDALE AZ)
AZ
03/15/2023 - 08/16/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 06/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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