Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Kim has over 17 years of experience in the financial services industry. Alex has a wide range of experience in the financial services industry having worked at several firms including Capital One Investing, LLC and Oppenheimer & Co. Inc. Alex is currently registered with Osaic Wealth, Inc. and has a Series 7, Series 63 and Series 65 license. Alex specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (MANHASSET NY)
NY
07/11/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)
NY
01/02/2015 - 07/11/2018
CAPITAL ONE INVESTING, LLC (BAYSIDE NY)
NY
06/08/2012 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (WHITESTONE NY)
NY
06/14/2007 - 05/22/2012
CHASE INVESTMENT SERVICES CORP. (FLUSHING NY)
NY
09/22/2005 - 06/28/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
MO
12/10/2004 - 03/18/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 08/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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