Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Holguin is a financial advisor with LPL Financial LLC. Alex has been in the industry since 2007. Alex has a Series 6, Series 7, Series 63, and Series 66 license. Alex works at the Aventura, FL branch of LPL Financial LLC. Alex has been registered with LPL Financial LLC since 2010. Alex also has experience with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., HSBC Securities (USA) Inc., and Citicorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/17/2010 - Present
LPL Financial LLC (AVENTURA FL)
FL
06/01/2009 - 06/23/2009
MORGAN STANLEY SMITH BARNEY (AVENTURA FL)
FL
02/11/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
FL
09/19/2007 - 01/11/2008
HSBC SECURITIES (USA) INC. (AVENTURA FL)
FL
05/29/2007 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
02/14/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
BOTH
Issued 04/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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