Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Harris Wren is a financial advisor at Wells Fargo Clearing Services, LLC, a firm that manages $10 billion to $50 billion in assets. Alex has been in the financial services industry since 1996. Alex is registered with FINRA and holds Series 7, 9, 10, 31, and 66 licenses. Alex is also registered in Arkansas, Connecticut, Georgia, Massachusetts, New York, North Carolina, South Carolina, and Utah. Alex has previously worked at UBS Financial Services Inc., SCOTTRADE, INC., Morgan Stanley & Co. Incorporated, Lehman Brothers Inc., Charles Schwab & Co., Inc., Waterhouse Securities, Inc., and Royce Investment Group, Inc. Alex has a wealth of experience in the financial services industry and is dedicated to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/03/2024 - Present
Wells Fargo Clearing Services, LLC (SAVANNAH GA)
NY
09/23/2016 - 10/30/2018
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
CT
09/10/2008 - 08/17/2016
SCOTTRADE, INC. (STAMFORD CT)
NY
03/13/2008 - 07/30/2008
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/29/2004 - 03/07/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
TX
03/22/1999 - 07/07/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
06/19/1996 - 03/01/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
03/18/1996 - 05/20/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 05/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/17/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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