Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Guman is a financial professional registered with Mizuho Securities USA LLC. Alex has passed the Series 7TO, Series 79TO, and SIE exams. Alex has been active in the financial industry for over 6 months. Alex is registered in 52 states across the US and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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