Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Vassilowitch is a financial professional with over 18 years of experience in the industry. Alex is currently registered with Axos Clearing LLC in Edison, NJ. Alex has held previous positions with Pruco Securities, LLC., Hold Brothers Capital LLC, Sodalite Financial Services, LLC, Tafferer Trading, LLC, and Cantor Fitzgerald & Co.. Alex holds FINRA licenses Series 3, 4, 7, 24, 52, 53, 55, 57, 63, 99, and SIE. Alex has also passed the Municipal Securities Principal Examination (Series 53), Registered Options Principal Examination (Series 4) and General Securities Principal Examination (Series 24). Alex has a broad background in the financial services industry and is able to provide guidance and services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/02/2014 - Present
Axos Clearing LLC (Edison NJ)
NJ
10/03/2013 - 01/09/2014
PRUCO SECURITIES, LLC. (ISELIN NJ)
NY
12/09/2010 - 03/12/2013
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NY
09/10/2012 - 03/04/2013
SODALITE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
07/19/2010 - 11/28/2012
TAFFERER TRADING, LLC (NEW YORK NY)
NY
11/18/2003 - 12/18/2009
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 02/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/2010
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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