Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Gordon is a financial professional with over a decade of experience in the industry. Alex has a strong track record of providing investment advice and guidance to clients. Alex is currently registered with Foreside Fund Services, LLC and has previously held positions with firms such as ETFMG FINANCIAL LLC, Compass Distributors, LLC, Quasar Distributors, LLC, ALPS Distributors, Inc., Esposito Securities, LLC, Gilford Securities Incorporated and R. Seelaus & Co., Inc. Alex holds a variety of licenses and certifications, including Series 3, 7, 24 and 63 licenses and the SIE exam. Alex is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/14/2023 - Present
Foreside Fund Services, LLC (Lisle IL)
NJ
05/01/2019 - 08/14/2023
ETFMG FINANCIAL LLC (Summit NJ)
ME
01/02/2019 - 01/08/2019
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
ME
05/11/2018 - 12/31/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NJ
03/01/2017 - 05/07/2018
ETFMG FINANCIAL LLC (Summit NJ)
NJ
11/23/2015 - 03/08/2017
ALPS DISTRIBUTORS, INC. (Summit NJ)
TX
03/31/2015 - 10/27/2015
ESPOSITO SECURITIES, LLC (DALLAS TX)
NY
08/22/2012 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NJ
10/31/2011 - 07/25/2012
GILFORD SECURITIES INCORPORATED (MORRISTOWN NJ)
NJ
09/24/2010 - 04/08/2011
R. SEELAUS & CO.,INC. (CHATHAM NJ)
BC
Issued 12/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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