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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Roe is a financial advisor with Osaic FA, Inc. Alex has over 10 years of experience in the financial services industry. Alex provides a variety of financial services, including financial planning, portfolio management, and retirement planning. Alex is registered with the state of California and holds a Series 63, 65, 7, 24, and 26 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/16/2022 - Present
Osaic FA, Inc. (EL PASO TX)
IN
09/29/2014 - 07/31/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)
CA
07/19/2013 - 08/20/2014
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
CA
05/22/2012 - 05/30/2013
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
05/22/2012 - 05/30/2013
CETERA ADVISORS LLC (EL SEGUNDO CA)
IA
Issued 12/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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