Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Fyfe is a financial professional registered with Wells Fargo Securities, LLC, an active broker-dealer. Alex has been in the financial industry since 2008. Alex has obtained multiple licenses and certifications, including Series 7, Series 79, Series 63, Series 99TO and SIE. Alex is registered with the state of California and 52 other states, and is also a member of FINRA. Alex has previously worked at Wells Fargo Prime Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/22/2016 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
CA
11/16/2020 - 12/01/2020
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
CA
11/04/2015 - 11/09/2017
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NY
03/26/2008 - 11/03/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/26/2008 - 12/31/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
BC
Issued 11/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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