Unclaimed
Alex Edward Maher is a financial advisor at Robert W. Baird & Co. Inc., and has been in the industry since 2014. Alex Maher is a registered investment advisor representative in Colorado and Texas, and holds Series 7, Series 63, and Series 66 licenses. Previously, Alex Maher was affiliated with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
01/12/2023 - Present
Robert W. Baird & Co. Inc. (Grand Junction CO)
CO
03/12/2015 - 10/21/2021
WELLS FARGO CLEARING SERVICES, LLC (GRAND JUNCTION CO)
CO
10/25/2012 - 08/13/2014
AXA ADVISORS, LLC (GRAND JUNCTION CO)
BOTH
Issued 09/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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