Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Matsumura is a financial advisor who has been working in the industry since 2007. Alex is currently registered with J.p. Morgan Securities LLC and has been with the firm since August 2017. Before joining J.p. Morgan Securities LLC, Alex worked with LPL FINANCIAL LLC from August 2012 to August 2017. Alex is a registered investment advisor in California and Texas, and a registered broker in California, Arizona, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Minnesota, Missouri, Nevada, New Jersey, New York, Ohio, Oklahoma, Oregon, Texas, Utah, and Washington. Alex holds Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/08/2018 - Present
J.p. Morgan Securities LLC (NORTHRIDGE CA)
CA
08/20/2012 - 08/15/2017
LPL FINANCIAL LLC (SIMI VALLEY CA)
CA
01/08/2010 - 11/04/2010
UNIONBANC INVESTMENT SERVICES, LLC (PASADENA CA)
CA
12/23/2008 - 11/17/2009
LPL FINANCIAL CORPORATION (BURBANK CA)
CA
04/04/2008 - 01/07/2009
WAMU INVESTMENTS, INC. (BURBANK CA)
CA
04/17/2007 - 04/04/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (CALABASAS CA)
IA
Issued 04/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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