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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Douglas Cole is a financial advisor registered with Morgan Stanley. Alex has been in the industry since 2011. Alex is registered in 34 states and holds Series 63, 66 and 7 licenses, along with the SIE exam. Prior to joining Morgan Stanley in 2013, Alex worked for AXA ADVISORS, LLC. Alex offers a variety of services including financial planning, educational seminars, and portfolio management. Alex is an active member of the financial services industry and has a strong commitment to client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
12/13/2016 - Present
Morgan Stanley (San Diego CA)
IN
09/22/2011 - 08/13/2013
AXA ADVISORS, LLC (INDIANAPOLIS IN)
BOTH
Issued 09/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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