Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Dawson Towner is a financial advisor with Fidelity Brokerage Services LLC. Alex is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63, and SIE licenses. Alex has been in the financial industry since December 31, 2021. Alex is licensed to provide securities and investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/01/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 01/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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