Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Goodman is a registered representative with RBC Capital Markets, LLC. Alex has been in the industry since January 11, 2011, and specializes in providing financial planning and portfolio management services to individuals, businesses, and institutions. Alex has held various roles at leading firms, including Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Alex also holds multiple industry licenses, including the Series 7, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/13/2024 - Present
RBC Capital Markets, LLC (NEW YORK NY)
CT
04/01/2020 - 03/15/2024
TOURMALINE PARTNERS, LLC (STAMFORD CT)
NY
03/05/2018 - 11/08/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
05/27/2015 - 07/12/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/22/2010 - 06/05/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/15/2008 - 09/05/2008
WEISS INVESTMENT MANAGEMENT SERVICES, LLC (NEW YORK NY)
CT
08/05/2005 - 02/22/2006
GEORGE WEISS ASSOCIATES, INC. (HARTFORD CT)
NY
12/09/2004 - 06/17/2005
MILLENCO (NEW YORK NY)
BC
Issued 08/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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