Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Cody Goossen is a registered representative with BOK Financial Securities, Inc. Alex has been in the industry since 2013. Alex is also a registered investment advisor in Oklahoma. Alex has worked in the industry at both BOK Financial Securities, Inc. and Hornor, Townsend & Kent, Inc. Alex holds multiple securities licenses, including Series 7, Series 52, Series 53, Series 24, Series 50, and Series 66. Alex can provide services including financial planning, educational seminars, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
01/13/2015 - Present
BOK Financial Securities, Inc. (Tulsa OK)
OK
02/22/2013 - 03/28/2014
HORNOR, TOWNSEND & KENT, INC. (OKLAHOMA CITY OK)
BOTH
Issued 03/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/04/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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