Unclaimed
Alex Clayton Dorsey is a registered representative with Franklin Distributors, LLC, a firm that is NOT IN SCOPE with the Investment Advisers Act of 1940. Alex Dorsey is licensed in 53 states. Alex Dorsey obtained their Series 7TO license on July 27, 2022. Alex Dorsey also obtained their Series 63 license on August 18, 2022. Alex Dorsey joined Franklin Distributors, LLC on July 27, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/27/2022 - Present
Franklin Distributors, LLC (St. Petersburg FL)
BC
Issued 08/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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