Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Thompson is a financial advisor who has been in the industry since March 4, 2019. Alex is currently registered with Broadridge Business Process Outsourcing, LLC in Denver, CO. Alex has passed the Series 7TO and SIE exams and is registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
03/05/2019 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
BC
Issued 03/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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