Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Chen is a securities professional with experience in the financial industry. Alex is currently registered with Galaxy Digital Partners LLC, which is a firm focused on the digital asset space. Alex has previously worked at Credit Suisse Securities (USA) LLC. Alex holds the Series 7TO, 79TO, SIE, and Series 63 licenses and is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/07/2022 - Present
Galaxy Digital Partners LLC (New York NY)
NY
08/09/2021 - 09/15/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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