Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Catterick is a financial advisor with John Hancock Investment Management Distributors LLC, registered in 53 states. Alex has been in the industry since March 12, 2004. The advisor's current employment with John Hancock Investment Management Distributors LLC began on May 10, 2021. Alex has passed the Series 63, Series 7 and SIE exams. Previous employers of Alex have included John Hancock Distributors LLC, HSBC Securities (USA) Inc., Barclays Capital Inc., J.P. Morgan Securities LLC and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/10/2021 - Present
John Hancock Investment Management Distributors LLC (Hinsdale IL)
MA
10/06/2021 - 12/05/2023
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
09/15/2017 - 04/19/2021
HSBC SECURITIES (USA) INC. (New York NY)
NY
11/25/2014 - 01/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/26/2010 - 10/23/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/01/2001 - 04/05/2010
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 11/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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