Unclaimed
Alex Carrozzi is a financial professional with over five years of experience in the industry. Alex is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Alex is licensed in Massachusetts, New Hampshire and New York. Alex holds the Series 7, Series 63, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/01/2024 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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