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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Blow Hargrove is a registered investment advisor representative. Alex is currently registered with Capital Investment Advisory Services, LLC and has been with the firm since March 2019. Prior to that, Alex was registered with UBS Financial Services Inc. from November 2002 to March 2019. Alex has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from September 1978 to November 2002, and with Merrill Lynch, Pierce, Fenner & Smith, Inc. from July 1977 to September 1978. Alex holds a Series 7, 8, 9, 10, 31, 63 and 65 license. Alex provides financial planning, pension consulting, selection of other advisers, and portfolio management services to individuals, businesses, and charitable organizations. Alex is licensed to provide investment advice in Florida, Hawaii, Illinois, Nevada, New York, North Carolina, Oregon, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/22/2019 - Present
Capital Investment Advisory Services, LLC (WILMINGTON NC)
NC
11/08/2002 - 03/08/2019
UBS FINANCIAL SERVICES INC. (WILMINGTON NC)
NY
09/26/1978 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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