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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Ostrove is a financial advisor with over 20 years of experience in the industry. Alex currently works at Morgan Stanley, where they are registered as an Investment Advisor Representative in California, Nevada and Texas. Previously, Alex worked at Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Alex holds the Series 7, 31, and 63 securities licenses as well as the Series 65 investment advisor license. Alex specializes in providing financial planning, asset allocation advice, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/19/2020 - Present
Morgan Stanley (Carlsbad CA)
NV
10/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
NV
04/02/2007 - 10/08/2008
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
06/13/2001 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
IA
Issued 09/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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