Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Tran is a financial advisor at Fidelity Brokerage Services LLC. Alex has passed the Series 7TO, Series 63, and SIE exams. Alex is registered in 53 states and the District of Columbia. Alex started working as an advisor in March 2023. The main office for this firm is in Westlake, TX. Alex's registration began in March 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/24/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 04/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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