Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Shore is a financial advisor with Prospera Financial Services, Inc., located in Knoxville, TN. Alex has been in the financial services industry since March 16, 1994. Alex's previous employers include Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC. Alex is registered with the state of Tennessee as an Investment Adviser Representative and has registrations in other states as well. Alex holds the Series 63, Series 65, Series 7, Series 24 and Series 31 licenses. Alex is also a Certified Financial Planner. Alex is a managing member of Landmark Resources, LLC, a limited liability company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TN
02/18/2022 - Present
Prospera Financial Services, Inc. (Knoxville TN)
TN
06/12/2015 - 02/18/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (KNOXVILLE TN)
TN
11/16/2001 - 06/12/2015
WELLS FARGO ADVISORS, LLC (KNOXVILLE TN)
NY
04/04/1996 - 12/04/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
KY
03/17/1994 - 05/21/1996
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 07/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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