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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Marcus David is a financial advisor with over 27 years of experience in the financial services industry. Alex has a broad range of experience across various firms including Wells Fargo Advisors, Stifel Independent Advisors, and most recently, Raymond James Financial Services. Alex is currently registered as a broker-dealer and investment advisor representative in Florida and North Carolina. In addition to their advisory work, Alex is also an advisory board member for Essential Edge Compliance Outsourcing Services, LLC. Alex holds Series 6, 7, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
02/14/2024 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
MO
03/16/2021 - 02/13/2024
STIFEL INDEPENDENT ADVISORS, LLC (ST. LOUIS MO)
MO
07/15/2008 - 04/15/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NJ
09/27/2001 - 03/22/2007
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
PA
08/07/1998 - 07/11/2001
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NY
06/25/1996 - 07/29/1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CA
02/28/1996 - 06/11/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
04/17/1995 - 02/27/1996
FN INVESTMENT CENTER (SACRAMENTO CA)
NY
09/16/1994 - 04/04/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
09/08/1994 - 09/09/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
MA
11/22/1993 - 08/25/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/22/1993 - 08/25/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/7/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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