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Alex Aksenoff

Ceros Financial Services, Inc.

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About Alex Aksenoff

Alex Aksenoff is a financial professional with over 10 years of experience in the industry. Alex is currently registered with Ceros Financial Services, Inc., and has previously worked with several firms including PHX Financial, Inc., Aegis Capital Corp., Paulson Investment Company LLC, National Securities Corporation, Laidlaw & Company (UK) LTD., Spartan Capital Securities, LLC, Maxim Group LLC and Newbridge Securities Corporation. Alex holds the Series 7, Series 63, and SIE exams.

Firm Information

Alex Aksenoff is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Aksenoff’s Registration & Firm History

MD

07/29/2024 - Present

Ceros Financial Services, Inc. (ROCKVILLE MD)

FL

04/13/2022 - 08/28/2024

PHX FINANCIAL, INC. (Fort Lauderdale FL)

NY

11/01/2021 - 05/06/2022

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

02/26/2018 - 10/06/2021

PAULSON INVESTMENT COMPANY LLC (NEW YORK NY)

NY

10/10/2016 - 01/31/2018

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

05/04/2016 - 11/01/2016

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

03/09/2015 - 05/17/2016

PAULSON INVESTMENT COMPANY LLC (NEW YORK NY)

NY

08/06/2014 - 03/25/2015

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

04/07/2014 - 06/04/2014

MAXIM GROUP LLC (NEW YORK NY)

NY

01/30/2014 - 04/03/2014

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Alex Aksenoff. Review regulatory record here.
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