Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alethia? Claim Your ProfileAlethia Chatzis is a registered investment advisor representative with Rockefeller Financial LLC. Alethia has been in the financial services industry since August 2006. Alethia works with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Alethia is a Series 66, Series 7, Series 31, and SIE licensed professional. Prior to working with Rockefeller Financial LLC, Alethia worked with Hightower Securities, LLC and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
09/08/2020 - Present
Rockefeller Financial LLC (Salt Lake City UT)
UT
11/07/2008 - 09/12/2018
HIGHTOWER SECURITIES, LLC (SALT LAKE CITY UT)
UT
04/02/2007 - 11/12/2008
MORGAN STANLEY & CO. INCORPORATED (SALT LAKE CITY UT)
UT
08/23/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SALT LAKE CITY UT)
BOTH
Issued 02/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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