Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aleta? Claim Your ProfileAleta S. Ring is a registered investment advisor representative with UBS Financial Services Inc., and has been in the industry since September 2005. Aleta is currently licensed in Arizona, California and Texas. She previously worked with Morgan Stanley, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Aleta offers advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/17/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
AZ
02/11/2011 - 11/14/2014
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
01/03/2011 - 02/24/2011
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
05/10/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
AZ
07/01/2005 - 03/07/2007
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
BOTH
Issued 07/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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