Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aleta? Claim Your ProfileAleta S. Ring is a financial advisor with over 18 years of experience in the industry. Aleta is currently registered with UBS Financial Services Inc., where she provides financial advice to a wide range of clients. Prior to joining UBS, Aleta worked as a financial advisor at Morgan Stanley, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Aleta holds both Series 7 and Series 66 licenses and has passed the SIE exam. Aleta also has experience in jewelry design.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
10/17/2014 - Present
UBS Financial Services Inc. (NASHVILLE TN)
AZ
02/11/2011 - 11/14/2014
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
01/03/2011 - 02/24/2011
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
05/10/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
AZ
07/01/2005 - 03/07/2007
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
BOTH
Issued 7/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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