Unclaimed
Alessia Apostolatos is a securities professional with experience in the financial services industry. Alessia is currently registered with Mizuho Securities USA LLC. She previously held a position at HSBC Securities (USA) Inc. Alessia holds the Series 63, Series 7, Series 86 and Series 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/11/2017 - 11/16/2023
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 10/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/03/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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