Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alessandro? Claim Your ProfileAlessandro Ugge is a financial advisor in Dallas, Texas with over 10 years of experience in the financial services industry. Alessandro has been registered with BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. since 2023. Prior to joining BOK Financial, Alessandro worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BBVA Securities Inc.. Alessandro holds the Series 7 and Series 66 licenses and the SIE exam. Alessandro specializes in portfolio management for individuals, businesses, and pooled investment vehicles. He also offers financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/25/2023 - Present
BOK Financial Securities, Inc. (Dallas TX)
TX
09/11/2020 - 09/26/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
09/28/2018 - 09/11/2020
BBVA SECURITIES INC. (DALLAS TX)
TX
10/19/2016 - 09/07/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
05/22/2013 - 09/23/2016
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
BOTH
Issued 06/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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