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Alessandro Parise

Mizuho Securities USA LLC

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About Alessandro Parise

Alessandro Parise is a financial professional with over 25 years of experience in the industry. Alessandro is currently registered with Mizuho Securities USA LLC, where Alessandro has been since May 2024. Prior to that, Alessandro worked at Citigroup Global Markets Inc. from 2008 to 2024, Lehman Brothers Inc. from 2006 to 2008, Credit Suisse Securities (USA) LLC from 2005 to 2006, Garban Corporates LLC from 1997 to 2003, and Intercapital International Inc. from 1999 to 2000. Alessandro is licensed to sell securities in all 50 states and the District of Columbia. Alessandro holds the Series 3, 7, 24, and 63 licenses.

Firm Information

Alessandro Parise is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alessandro Parise’s Registration & Firm History

NY

05/29/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/09/2008 - 05/06/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/29/2006 - 09/09/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/25/2005 - 03/30/2006

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/01/1997 - 08/18/2003

GARBAN CORPORATES LLC (NEW YORK NY)

NY

08/24/1999 - 12/07/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2005

Series 3 - National Commodity Futures Examination

BC

Issued 12/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alessandro Parise.
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