Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alessandro? Claim Your ProfileAlessandro Garbuio is a financial professional with over 29 years of experience in the industry. Alessandro has a broad range of experience with financial services firms including J.P. Morgan Clearing Corp., Deutsche Morgan Grenfell Inc., CIBC Trading (Delaware Corp.) and Paribas Corporation. Currently, Alessandro is an active Registered Representative at J.p. Morgan Securities LLC. Alessandro holds licenses for Series 3, Series 7, Series 7TO, Series 9, Series 10 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/12/1998 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
09/18/2008 - 12/31/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
08/29/1997 - 03/23/1998
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
NY
08/14/1997 - 08/25/1997
CIBC TRADING (DELAWARE CORP.) (NEW YORK NY)
NY
03/17/1993 - 07/13/1995
PARIBAS CORPORATION (NEW YORK NY)
MD
10/08/1991 - 09/16/1992
BT SECURITIES CORPORATION (BALTIMORE MD)
BC
Issued 03/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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